Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik C. Pinter is a registered representative with LPL Financial LLC. Erik has been in the financial industry since 1999. Erik has offices in Appleton, WI and Evansville, IN. Prior to joining LPL Financial LLC, Erik worked for Uvest Financial Services Group, Inc., Vision Investment Services, Inc., Fiserv Investor Services, Inc., Associated Investment Services, Inc., and Edward Jones. Erik holds the Series 63, Series 66, Series 7, and Series 24 licenses. Erik is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
10/11/2011 - Present
LPL Financial LLC (APPLETON WI)
WI
07/25/2007 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (APPLETON WI)
WI
10/15/2003 - 07/24/2007
VISION INVESTMENT SERVICES, INC. (NEENAH WI)
TX
07/10/2001 - 10/16/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
WI
01/05/2001 - 07/09/2001
ASSOCIATED INVESTMENT SERVICES, INC. (GREEN BAY WI)
MO
09/15/1998 - 03/27/2000
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 02/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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