Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Brooks is a financial professional with over six years of experience in the industry. Erik is currently registered with Nylife Securities LLC and is a Series 6 and SIE licensed professional. Erik has previously been employed by NYLIFE DISTRIBUTORS LLC and MML INVESTORS SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/18/2023 - Present
Nylife Securities LLC (NEW YORK NY)
NY
06/05/2018 - 04/19/2023
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NJ
05/26/2017 - 12/31/2017
MML INVESTORS SERVICES, LLC (Fairfield NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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