Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Spindler is a financial advisor who has been working in the financial services industry for 30 years. Erik has a strong background in helping clients with their financial planning needs. Erik is registered with LPL Financial LLC and holds a Series 6, 7, and 63 license, in addition to the SIE exam. Erik has held several other positions in the financial services industry prior to joining LPL Financial LLC, including positions at VOYA FINANCIAL ADVISORS, INC., LOCUST STREET SECURITIES, INC., and SIGMA FINANCIAL CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
05/17/2021 - Present
LPL Financial LLC (ESCANABA MI)
MI
01/01/2004 - 05/19/2021
VOYA FINANCIAL ADVISORS, INC. (ESCANABA MI)
IA
11/12/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MI
01/20/1997 - 11/14/2002
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
MA
03/01/1996 - 01/17/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
12/21/1995 - 03/01/1996
G. R. PHELPS & CO., INC.
NJ
02/03/1993 - 11/03/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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