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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Niland is a financial advisor with Osaic Wealth, Inc. based in Scottsdale, Arizona. Erik is a Certified Financial Planner (CFP) and has been in the financial services industry since 1997. He has held previous positions at firms such as Signator Investors, Inc., John Hancock Funds, LLC, Windward Securities Corporation, Jefferson Pilot Securities Corporation, CitiStreet Equities LLC, Raymond James Financial Services, Inc., Putnam Mutual Funds Corp. and Meyers Pollock Robbins, Inc. Erik is registered with the state of California as a registered investment advisor and a broker. Erik provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals to individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
11/02/2018 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MA
11/23/2010 - 11/02/2018
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
06/27/2006 - 11/02/2010
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
NH
10/14/2004 - 06/19/2006
WINDWARD SECURITIES CORPORATION (CONCORD NH)
NH
01/08/2001 - 06/19/2006
JEFFERSON PILOT SECURITIES CORPORATION (CONCORD NH)
NJ
05/03/1999 - 11/15/2000
CITISTREET EQUITIES LLC (SOMERSET NJ)
FL
07/11/1997 - 05/04/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MA
03/27/1997 - 02/26/1998
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
NY
09/23/1996 - 10/14/1996
MEYERS POLLOCK ROBBINS, INC. (NEW YORK NY)
IA
Issued 11/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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