Unclaimed
Erik Blaine Tarpley is a financial advisor who is registered with the state of Texas and has been in the industry since 2007. Erik is currently employed by Tiaa-Cref Individual & Institutional Services, LLC and has previously worked for companies such as Vanguard Marketing Corporation, E*TRADE Securities LLC, TD Ameritrade, Inc., and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
02/08/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
09/08/2021 - 11/29/2023
VANGUARD MARKETING CORPORATION (Plano TX)
TX
11/25/2020 - 08/05/2021
E*TRADE SECURITIES LLC (Dallas TX)
TX
04/19/2018 - 11/13/2020
TD AMERITRADE, INC. (Southlake TX)
TX
11/01/2007 - 12/19/2017
E*TRADE SECURITIES LLC (DALLAS TX)
GA
04/12/2007 - 10/16/2007
EDWARD JONES (MARRIETTA GA)
BOTH
Issued 05/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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