Unclaimed
Erik Beresford is a registered representative with UBS Securities LLC. Erik has been in the financial industry since February 1, 2022 and holds the Series 63, Series 79TO and SIE licenses. Erik was previously employed by CREDIT SUISSE SECURITIES (USA) LLC. Erik is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/25/2023 - Present
UBS Securities LLC (New York NY)
NY
02/02/2022 - 09/28/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 05/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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