Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Allstatt is an investment advisor representative with Charles Schwab & CO., Inc. Erik is based in Seminole, Florida, and also serves clients in Austin, Texas. Erik has been in the financial services industry for over 24 years. Erik is licensed to provide investment advice in both Florida and Texas. Erik holds Series 3, 4, 7, 9, 10, 63, 65, and SIE licenses and has also passed the Series 99TO Exam. Erik has worked with Charles Schwab & CO., Inc. since 2006. Before joining Charles Schwab & CO., Inc. Erik was employed by OPTIONSXPRESS, INC., and NATCITY INVESTMENTS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/23/2024 - Present
Charles Schwab & CO., Inc. (Austin TX)
FL
11/03/2006 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Temple Terrace FL)
IL
01/05/2017 - 11/13/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
IN
09/02/2011 - 12/31/2013
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
04/11/2005 - 06/02/2006
NATCITY INVESTMENTS, INC. (BEECH GROVE IN)
TX
12/10/1997 - 01/24/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 03/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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