Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Andrew Peterson is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Erik's professional experience spans over 2 years in the financial industry and holds a Series 63, Series 6TO and SIE license. Erik is currently registered with the state of Delaware, Massachusetts, New York, North Carolina, Texas and Wisconsin. Erik works at the College Sta, TX branch of Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
07/14/2021 - Present
Northwestern Mutual Investment Services, LLC (College Sta TX)
BC
Issued 09/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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