Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Swenson is an advisor at Independent Financial Partners. Erik has been working in the financial services industry since 1980 and has a strong track record of providing comprehensive financial planning and investment advice to individuals and families. Erik specializes in helping clients achieve their financial goals, including retirement planning, college savings, and estate planning. Erik holds a variety of licenses and certifications, including Series 7, 6, 63, 65, and 26. Erik has been registered with Independent Financial Partners since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
WI
12/02/2010 - Present
Independent Financial Partners (Waukesha WI)
WI
11/30/2010 - 05/23/2019
LPL FINANCIAL LLC (WAUKESHA WI)
WI
11/10/2009 - 11/30/2010
NRP FINANCIAL, INC. (DELAFIELD WI)
WI
10/18/2004 - 11/11/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DELAFIELD WI)
WI
05/30/1989 - 10/11/2004
INNOVATIVE SECURITIES, INC. (WAUWATOSA WI)
WI
01/31/1982 - 02/14/1991
DECADE SECURITIES CORP. (BROOKFIELD WI)
NA
05/05/1980 - 12/10/1982
FPC SECURITIES CORPORATION
NA
07/23/1980 - 11/02/1980
NDII SECURITIES CORP.
IA
Issued 07/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/06/1980
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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