Unclaimed
Ericka Butler is an investment advisor representative at Thrivent Investment Management Inc. based in Berlin, Connecticut. Ericka has been in the industry for 1 year. Ericka has passed the General Securities Representative Examination, Securities Industry Essentials Examination, and Uniform Combined State Law Examination. Ericka has also been registered as an Investment Advisor Representative in Connecticut. Previously, Ericka was employed at UBS Financial Services Inc. in Hartford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/28/2022 - Present
Thrivent Investment Management Inc. (BERLIN CT)
CT
09/09/2022 - 10/26/2022
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
BOTH
Issued 09/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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