Unclaimed
Ericka Henderson is a financial advisor at Raymond James & Associates, Inc. Ericka has been working in the financial industry since 2004 and has extensive experience in helping clients achieve their financial goals. Ericka is registered with FINRA and the state of Florida and holds the Series 7, Series 26 and Series 63 licenses. Ericka is committed to providing personalized financial advice and services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/15/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
10/05/2016 - 03/23/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
OH
02/16/2016 - 04/11/2016
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
05/06/2011 - 12/22/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Columbus OH)
OH
09/14/2010 - 01/12/2011
CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)
NY
10/30/2007 - 01/04/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
OH
07/26/2007 - 10/31/2007
CITI DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
OH
03/20/2007 - 07/31/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (COLUMBUS OH)
OH
03/12/2004 - 01/03/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBUS OH)
IL
10/09/2002 - 12/03/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
04/20/2001 - 10/01/2002
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
MN
08/10/2000 - 02/26/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/10/2000 - 02/26/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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