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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Zhinan Liu is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Union City, CA. Erick Zhinan Liu holds the Series 7TO, Series 63, and Series 66 securities licenses, as well as the SIE exam. Erick Zhinan Liu has a strong background in financial services, having worked for a number of firms, including JPMorgan Chase Bank, N.A., Wells Fargo Bank, N.A., and US Bank, N.A. Erick Zhinan Liu is a licensed and registered investment advisor in California and Texas. Erick Zhinan Liu has a diverse client base, including individuals, corporations, and institutions. Erick Zhinan Liu specializes in providing financial advice and services in areas including portfolio management, retirement planning, college savings, and estate planning. Erick Zhinan Liu has a commitment to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (UNION CITY CA)
CA
06/02/2021 - 11/24/2022
J.P. MORGAN SECURITIES LLC (FREMONT CA)
BOTH
Issued 03/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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