Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Santiago Block is a financial advisor with over 17 years of experience in the financial services industry. Currently, Erick is registered with Wells Fargo Clearing Services, LLC and is licensed in both California and Texas. Erick has previously worked with D.A. Davidson & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Citigroup Global Markets Inc. Erick holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/14/2020 - Present
Wells Fargo Clearing Services, LLC (ROLLING HILLS ESTATES CA)
CA
02/12/2015 - 01/15/2020
D.A. DAVIDSON & CO. (LONG BEACH CA)
CA
06/23/2008 - 02/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLENDALE CA)
CA
05/29/2007 - 07/07/2008
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
CA
03/02/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (GLENDALE CA)
AZ
10/31/2005 - 01/09/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
07/20/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
01/01/2005 - 05/05/2005
CROWELL, WEEDON & CO. (LOS ANGELES CA)
BOTH
Issued 07/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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