Unclaimed
Erick Carr is a financial professional with experience in the securities industry. Erick has held positions at Brighthouse Securities, LLC, WELLS FARGO SECURITIES, LLC, CREDIT SUISSE SECURITIES (USA) LLC, and CITIGROUP GLOBAL MARKETS INC. Erick has passed the Series 7, Series 99TO, and SIE exams. Erick currently works at Brighthouse Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/11/2018 - Present
Brighthouse Securities, LLC (CHARLOTTE NC)
NC
11/18/2016 - 07/11/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
09/04/2015 - 11/15/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/18/2015 - 07/24/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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