Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Rodriguez is a financial advisor with Tradeweb Direct LLC. Erick has been in the financial services industry since 2007 and holds the Series 7 and Series 63 licenses. Erick has worked with a variety of clients, including institutions and individuals. Erick is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/11/2014 - Present
Tradeweb Direct LLC (GARDEN CITY NY)
NY
03/09/2011 - 06/12/2014
TRADEWEB L.L.C (NEW YORK NY)
NY
07/12/2010 - 03/04/2011
BONDDESK TRADING LLC (NEW YORK NY)
NY
08/01/2007 - 05/22/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
05/10/2007 - 07/16/2007
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 10/22/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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