Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Nelson Wendler is a financial advisor with over 20 years of experience in the industry. Erick is currently registered with J.p. Morgan Securities LLC, a firm with over 1 million clients and more than $249 billion in assets under management. Prior to joining J.p. Morgan, Erick held positions at a number of other firms including Scottrade, Inc., WAMU Investments, Inc., Prebon Financial Products Inc., Prebon Securities (USA) Inc., Dean Witter Reynolds Inc. and D. H. Blair & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/06/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
CA
05/21/2010 - 11/01/2013
SCOTTRADE, INC. (LAGUNA NIGUEL CA)
CA
07/28/2003 - 04/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
NJ
09/05/2000 - 08/20/2001
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
02/23/2000 - 08/20/2001
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NY
07/21/1997 - 02/27/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/04/1996 - 04/10/1997
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 07/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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