Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Moniz De castro is a financial advisor associated with LPL Financial LLC. Erick is registered with FINRA and has been in the securities industry for over 20 years. Erick has Series 7, Series 6, Series 63, Series 24, Series 26, and SIE licenses. Erick has been with LPL Financial LLC since 2011 and has over 19 active state licenses, including Massachusetts, Texas, California, Connecticut, Florida, Hawaii, Maine, Maryland, New Hampshire, New Jersey, New York, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Tennessee, Vermont, Virginia, and Washington. Erick is licensed in both Broker/Dealer and Investment Advisor capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
01/02/2020 - Present
LPL Financial LLC (ANDOVER MA)
MA
08/04/2003 - 01/20/2011
FIRST INVESTORS CORPORATION (WOBURN MA)
BOTH
Issued 06/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/20/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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