Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Manuel Miron is a financial advisor who has been in the industry since 2004. Erick is currently registered with Raymond James Financial Services Advisors, Inc. and is licensed to sell securities in Arizona, Louisiana and Texas. Erick has previously been employed by BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Wells Fargo Advisors, LLC, Chase Investment Services Corp., MetLife Securities Inc., WAMU Investments, Inc., Compass Brokerage, Inc., Countrywide Investment Services, Inc. and Wells Fargo Investments, LLC. Erick is also associated with Prosperity Bank and Prosperity Private Investments. Erick has passed the Series 7, Series 24 and Series 66 exams, and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
05/10/2021 - Present
Raymond James Financial Services Advisors, Inc. (Hempstead TX)
TX
05/16/2013 - 05/03/2021
BBVA SECURITIES INC. (BRENHAM TX)
TX
07/20/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (TOMBALL TX)
TX
11/15/2010 - 06/28/2011
WELLS FARGO ADVISORS, LLC (BRYAN TX)
TX
04/28/2009 - 11/16/2010
CHASE INVESTMENT SERVICES CORP. (BRENHAM TX)
TX
04/03/2009 - 04/28/2009
METLIFE SECURITIES INC. (HOUSTON TX)
TX
12/11/2007 - 02/02/2009
WAMU INVESTMENTS, INC. (HOUSTON TX)
TX
12/05/2006 - 10/29/2007
COMPASS BROKERAGE, INC. (HOUSTON TX)
TX
06/15/2006 - 11/22/2006
COUNTRYWIDE INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
07/28/2004 - 06/13/2006
WELLS FARGO INVESTMENTS, LLC (KATY TX)
BOTH
Issued 08/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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