Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Montealegre is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a well-established firm with over $1 trillion in assets under management. Erick is registered with the state of Florida and Texas to provide investment advisory services. Erick's focus is on helping individuals and businesses build a sound financial plan. Erick has been in the financial industry for over 10 years, having held previous roles with Truist Investment Services, Inc., J.P. Morgan Securities LLC, VALIC Financial Advisors, Inc., and Wells Fargo Advisors, LLC. With his experience and expertise, Erick is committed to providing clients with personalized financial solutions to achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/02/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE MARY FL)
FL
06/10/2021 - 03/14/2023
TRUIST INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
09/25/2017 - 06/02/2021
J.P. MORGAN SECURITIES LLC (ALTAMONTE SPRINGS FL)
FL
04/20/2015 - 10/26/2015
J.P. MORGAN SECURITIES LLC (Windermere FL)
FL
03/30/2011 - 04/25/2013
VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)
FL
09/30/2010 - 03/29/2011
PRINCOR FINANCIAL SERVICES CORPORATION (MAITLAND FL)
FL
11/10/2008 - 07/08/2010
WELLS FARGO ADVISORS, LLC (LAKE MARY FL)
FL
03/25/2008 - 09/15/2008
METLIFE SECURITIES INC. (ORLANDO FL)
MA
08/25/2003 - 06/28/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/25/2003 - 06/28/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 11/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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