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Erick Grossman

Sammons Financial Network, LLC

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About Erick Grossman

Erick Grossman is a financial advisor with over 10 years of experience in the industry. Erick currently works at Sammons Financial Network, LLC. Prior to that, Erick worked at Northwestern Mutual Investment Services, LLC. Erick is licensed in both South Dakota and Minnesota and holds Series 6, Series 63, and SIE licenses.

Firm Information

Erick Grossman is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erick Grossman’s Registration & Firm History

IA

02/11/2015 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

SD

11/13/2006 - 02/19/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SIOUX FALLS SD)

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Licenses & Designations

BC

Issued 06/08/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Erick Grossman. Review regulatory record here.
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