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Erick Eduardo Barrera castillo

Northern Trust Securities, Inc.

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About Erick Eduardo Barrera castillo

Erick Eduardo Barrera Castillo is a registered representative with Northern Trust Securities, Inc. based in Tempe, AZ. Erick has been in the industry since 2019 and has been registered with Northern Trust Securities, Inc. since December 2019. Previously, Erick was registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Chandler, AZ from April 2019 to December 2019. Erick is a Series 7TO and Series 63 licensed individual. The firm manages over $1 Billion in assets for individuals, investment companies, corporations and charitable organizations. The firm provides portfolio management and selection of other advisors.

Firm Information

Erick Barrera castillo is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Erick Barrera castillo’s Registration & Firm History

AZ

05/29/2024 - Present

Northern Trust Securities, Inc. (Tempe AZ)

AZ

04/04/2019 - 12/17/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)

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Licenses & Designations

BOTH

Issued 05/21/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/09/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erick Eduardo Barrera castillo.
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