Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Bynum Ficken is a financial advisor registered with Kingsview Wealth Management, LLC. Erick has been in the financial services industry for over 35 years. In addition to his Series 7, Series 63, Series 10 and Series 9 licenses, Erick is also licensed as an Investment Advisor Representative. Erick specializes in providing financial planning, selection of other advisers, and portfolio management for individuals, investment companies, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
12/03/2019 - Present
Kingsview Wealth Management, LLC (Myrtle Beach SC)
SC
01/01/2008 - 12/05/2019
WELLS FARGO CLEARING SERVICES, LLC (MYRTLE BEACH SC)
SC
08/24/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MYRTLE BEACH SC)
MD
03/30/2001 - 09/09/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/03/1988 - 04/04/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/23/1981 - 06/04/1988
A. G. EDWARDS & SONS, INC.
IA
Issued 06/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Erick Ficken is the right advisor for you? Invested Better is here to help.
