Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Baer is a registered investment advisor representative with Emerson Equity LLC, a firm based in San Mateo, California. Erick has been in the financial industry since 1998. Erick is also registered with the state of Nevada and specializes in providing financial planning, portfolio management, and management of private placement life insurance / insurance dedicated funds (single investor private funds). Emerson Equity LLC has been in business since 2018 and has a long history of providing investment advice to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/21/2018 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
09/23/2015 - 12/05/2016
WOODBURY FINANCIAL SERVICES, INC. (THOUSAND OAKS CA)
CA
06/02/2011 - 09/23/2015
J.P. TURNER & COMPANY, L.L.C. (THOUSAND OAKS CA)
CA
05/03/2010 - 06/01/2011
INDEPENDENT FINANCIAL GROUP, LLC (CALABASAS CA)
CA
06/01/2005 - 04/29/2010
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
MN
03/17/2004 - 06/22/2005
WORTHMARK FINANCIAL SERVICES, LLC (ST. PAUL MN)
FL
01/21/2003 - 03/16/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
KS
10/08/2001 - 12/20/2002
PROFESSIONAL INVESTMENT SERVICES, INC. (WINFIELD KS)
KS
12/02/1998 - 04/17/2001
PROFESSIONAL INVESTMENT SERVICES, INC. (WINFIELD KS)
NY
04/03/1997 - 12/31/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
MO
09/20/1995 - 10/10/1996
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
Issued 01/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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