Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick B. Simonds is a financial advisor with over 20 years of experience in the industry. Erick is currently registered with LPL Financial LLC in Brick, NJ. Erick has previously worked with a number of firms including WELLS FARGO CLEARING SERVICES, LLC, PNC INVESTMENTS, DREYFUS SERVICE CORPORATION, and NYLIFE SECURITIES INC. Erick holds several industry licenses and has a broad range of experience in providing financial advice to individuals and businesses. Erick provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/18/2024 - Present
LPL Financial LLC (BRICK NJ)
NJ
10/20/2006 - 02/07/2024
WELLS FARGO CLEARING SERVICES, LLC (BRICK NJ)
NJ
06/23/2005 - 10/26/2006
PNC INVESTMENTS (COLTS NECK NJ)
NY
03/18/2003 - 06/14/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
02/17/2003 - 03/12/2003
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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