Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erick? Claim Your ProfileErick Montiel is a financial advisor with Independent Financial Group, LLC. Erick has been in the financial services industry since 2002. Erick has extensive experience in helping individuals and families achieve their financial goals. Erick is registered with the state of California as both a broker-dealer and an investment advisor. Erick specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
06/15/2015 - 06/14/2022
MORGAN STANLEY (Irvine CA)
NJ
07/06/2011 - 10/23/2013
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
OH
12/11/2008 - 07/29/2011
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CT
03/26/2007 - 12/02/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NC
01/21/2002 - 03/12/2007
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
10/20/1998 - 09/11/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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