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Erich William Hottenstein

Nylife Securities LLC

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About Erich William Hottenstein

Erich William Hottenstein is a financial advisor with Nylife Securities LLC. Erich has been in the securities industry since April 27, 2002 and has a strong track record of success. Erich holds the Series 6, 26, and 63 securities licenses. Erich is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in North Carolina, South Carolina, and Virginia. Erich is currently employed at Nylife Securities LLC and has previously worked at Triad Advisors, Inc., Hornor, Townsend & Kent, Inc. and Nylife Securities Inc.

Firm Information

Erich Hottenstein is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erich Hottenstein’s Registration & Firm History

NC

10/05/2015 - Present

Nylife Securities LLC (RALEIGH NC)

SC

02/20/2015 - 07/28/2015

TRIAD ADVISORS, INC. (COLUMBIA SC)

SC

05/04/2006 - 02/19/2015

NYLIFE SECURITIES LLC (COLUMBIA SC)

PA

05/31/2005 - 04/17/2006

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

PA

08/27/2003 - 03/02/2005

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

NY

11/06/2001 - 09/09/2003

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erich William Hottenstein.
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