Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erich? Claim Your ProfileErich Raymond luke Schwandt is a financial professional with experience in the securities industry since 2006. Currently, Erich is registered with Casey Securities LLC as a registered representative. Erich has a background in various financial sectors. Prior to Casey Securities LLC, Erich was associated with X-Change Financial Access, LLC, New Albion Partners LLC, and Casey Securities, LLC. Erich holds Series 7, Series 57TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/02/2023 - Present
Casey Securities LLC (GREENBRAE CA)
CA
01/03/2018 - 07/14/2023
CASEY SECURITIES LLC (GREENBRAE CA)
IL
09/03/2015 - 12/31/2017
X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)
CA
06/05/2014 - 08/21/2015
NEW ALBION PARTNERS LLC (SAN FRANCISCO CA)
CA
10/05/2006 - 08/21/2015
CASEY SECURITIES, LLC (GREENBRAE CA)
BC
Issued 01/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
NYSE Arca, Inc.
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