Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erich? Claim Your ProfileErich Cassidy is a financial advisor with Vanguard Marketing Corp. Erich has been in the industry since February 9, 2006 and has a broad range of experience working with various clients including high-net-worth individuals, corporations, pension plans, and charitable organizations. Erich holds Series 7, 63, and 65 licenses, as well as the Securities Industry Essentials exam. Previous employers include MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., Chase Investment Services Corp., PNC Investments, Wachovia Securities, LLC, and E1 Asset Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/04/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
03/25/2017 - 10/16/2020
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
NJ
05/31/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SOMERSET NJ)
NJ
05/31/2011 - 01/02/2015
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
05/31/2011 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
05/31/2011 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
04/26/2010 - 05/06/2011
CHASE INVESTMENT SERVICES CORP. (GLEN ROCK NJ)
NJ
05/09/2008 - 03/17/2010
PNC INVESTMENTS (LEONIA NJ)
NY
07/25/2007 - 04/17/2008
WACHOVIA SECURITIES, LLC (CROTON-ON-HUDSON NY)
NY
09/08/2005 - 07/13/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
04/20/2004 - 04/18/2005
E1 ASSET MANAGEMENT, INC. (JERSEY CITY NJ)
NY
09/09/2003 - 04/16/2004
OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)
NY
06/30/2003 - 09/09/2003
MURJEN FINANCIAL, INC. (SYOSSET NY)
IA
Issued 08/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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