Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erich? Claim Your ProfileErich Brashears is an investment advisor representative with Wells Fargo Clearing Services, LLC. Erich has been in the industry since October 2012. Erich has passed the Series 66, Series 7 and SIE exams and is registered in California. Erich is a financial advisor and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Erich has also worked with clients in the insurance and banking industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/17/2024 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
07/19/2023 - 04/29/2024
LPL FINANCIAL LLC (ROSEVILLE CA)
CA
12/26/2017 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CITRUS HEIGHTS CA)
CA
08/29/2014 - 11/10/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (ROSEVILLE CA)
CA
09/14/2012 - 09/02/2014
EDWARD JONES (ROSEVILLE CA)
BOTH
Issued 09/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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