Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Mata is a registered representative with Northwestern Mutual Investment Services, LLC. Erica has been in the financial services industry since 2022. She is licensed to sell securities in Washington. Her previous employment was with NYLIFE SECURITIES LLC in Spokane, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WA
05/04/2022 - Present
Northwestern Mutual Investment Services, LLC (Kennewick WA)
WA
02/18/2022 - 04/11/2022
NYLIFE SECURITIES LLC (SPOKANE WA)
BC
Issued 03/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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