Unclaimed
Erica Vernetta Richardson is a registered investment advisor with Pruco Securities, LLC in Newark, New Jersey. Erica has been in the industry since 2003 and is registered with the Securities and Exchange Commission (SEC). Erica has passed the Series 63, 65, 7, 24, and 53 exams. The advisor has a branch office location in Highlands, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NJ
09/21/2017 - Present
Pruco Securities, LLC (Newark NJ)
IA
Issued 03/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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