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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Serrano is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Erica has been in the financial services industry for over 5 years. Erica has a wide range of experience, including working with high-net-worth individuals, corporations, and pension and profit-sharing plans. Erica holds Series 7, 9, 10, 63 and 65 licenses, and has a strong understanding of the financial markets. Erica provides a variety of financial services, including investment management, financial planning, and retirement planning. Erica is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/23/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN ANTONIO TX)
TX
12/09/2016 - 04/29/2019
CHARLES SCHWAB & CO., INC. (El Paso TX)
TX
01/15/2014 - 07/07/2016
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
IA
Issued 08/22/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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