Unclaimed
Erica Serpico is a registered representative with Vanguard Marketing Corp. Erica has been in the securities industry since July 16, 2015. Erica's current registration with Vanguard Marketing Corp. began on July 23, 2020. Erica holds the Series 7, Series 63, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/23/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
08/02/2013 - 08/08/2018
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 08/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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