Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Wu is an Investment Advisor Representative with Beacon Pointe Advisors, LLC. Erica has been in the industry since 2005. Erica is registered with the state of California. Erica has a Series 6, 7, 63, 66 and SIE licenses. Prior to joining Beacon Pointe Advisors, LLC, Erica worked at J.P. Morgan Securities LLC, TD Ameritrade, Inc. and HSBC Securities (USA) Inc. Erica is an expert in financial planning, portfolio management and pension consulting. Erica provides services to individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/07/2018 - Present
Beacon Pointe Advisors, LLC (CAMPBELL CA)
CA
04/21/2016 - 08/30/2017
J.P. MORGAN SECURITIES LLC (CUPERTINO CA)
CA
12/19/2007 - 04/19/2016
TD AMERITRADE, INC. (CUPERTINO CA)
CA
11/15/2006 - 12/18/2007
HSBC SECURITIES (USA) INC. (CUPERTINO CA)
CA
08/13/2005 - 10/28/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (CUPERTINO CA)
NY
03/31/2005 - 08/05/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
GA
01/07/2005 - 01/27/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 10/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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