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Erica S Gwinn

John Hancock Distributors LLC

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About Erica S Gwinn

Erica Gwinn is a financial advisor with John Hancock Distributors LLC. Erica has been in the financial industry since 2016. Erica holds Series 6, Series 6TO, and Series 63 licenses, as well as the SIE exam. Erica is currently registered in 51 states, and previously worked at PRUCO SECURITIES, LLC. in Needham, MA.

Firm Information

Erica Gwinn is currently registered with John Hancock Distributors LLC. John Hancock Distributors LLC is a Limited Liability Company formed on August 1, 2001. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

218

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erica Gwinn’s Registration & Firm History

MA

08/31/2022 - Present

John Hancock Distributors LLC (BOSTON MA)

MA

10/17/2016 - 10/03/2017

PRUCO SECURITIES, LLC. (NEEDHAM MA)

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Licenses & Designations

BC

Issued 10/07/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/05/2022

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erica S Gwinn.
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