Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Perez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Chicago, IL. Erica has been in the financial services industry since December 11, 2014. Erica is registered with the state of Illinois and Texas. Erica has a Series 6, 7, 63, 66 and SIE. Erica has previously worked at J.P. Morgan Securities LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/24/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
10/01/2012 - 10/22/2015
J.P. MORGAN SECURITIES LLC (OAK PARK IL)
IL
11/05/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HILLSIDE IL)
BOTH
Issued 07/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Erica Perez is the right advisor for you? Invested Better is here to help.
