Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Marie Therriault is a financial professional with over 13 years of experience in the industry. Currently, Erica is a registered representative with Canaccord Genuity LLC, a firm with a strong reputation in the financial services industry. Erica's professional journey has included positions at several prominent firms, including Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, and Lehman Brothers Inc. Erica holds various licenses and certifications, including Series 3, 4, 7, 24, 57TO, 63, and 66. These credentials demonstrate her commitment to professional development and her knowledge of the financial markets. Erica is committed to providing her clients with personalized financial advice and guidance. Her experience and qualifications make her a valuable resource for individuals seeking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2022 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
11/17/2020 - 06/15/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
05/02/2018 - 09/17/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
NY
08/31/2009 - 06/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/11/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
07/17/2000 - 12/03/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/04/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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