Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Marie Kelly is a financial advisor with Steward Partners Investment Advisory, LLC. Erica has been working in the financial services industry since 2011. Erica holds a Series 3, Series 7, Series 9, Series 10 and Series 63 license. Erica is registered with the state of New Hampshire as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/11/2020 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NH
02/20/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
MA
11/25/2015 - 02/16/2018
MORGAN STANLEY (NORWELL MA)
MA
09/22/2014 - 12/16/2015
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
08/21/2012 - 08/06/2014
J.P. MORGAN SECURITIES LLC (BOSTON MA)
MA
10/05/2011 - 08/20/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
IA
Issued 10/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2017
Series 3 - National Commodity Futures Examination
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Erica Kelly is the right advisor for you? Invested Better is here to help.
