Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Kelly is a financial advisor registered with Steward Partners Investment Advisory, LLC. She is a registered investment advisor in New Hampshire. Erica has been in the industry since 2011. Previously, Erica was associated with Raymond James Financial Services, Inc., Morgan Stanley, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, and Oppenheimer & Co. Inc. She holds a Series 7, Series 3, Series 10, Series 9, Series 63, and Series 65 licenses. Erica specializes in financial planning, portfolio management for individuals, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/11/2020 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NH
02/20/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
MA
11/25/2015 - 02/16/2018
MORGAN STANLEY (NORWELL MA)
MA
09/22/2014 - 12/16/2015
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
08/21/2012 - 08/06/2014
J.P. MORGAN SECURITIES LLC (BOSTON MA)
MA
10/05/2011 - 08/20/2012
OPPENHEIMER & CO. INC. (BOSTON MA)
IA
Issued 10/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/7/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/6/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/2017
Series 3 - National Commodity Futures Examination
BC
Issued 10/4/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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