Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Luna is a financial advisor with LPL Financial LLC. Erica has been in the financial industry since 2007, working with a variety of clients including high net worth individuals, corporations, and charitable organizations. She holds a Series 6 and Series 63 license and is registered with the state of California. Erica previously worked at J.P. Morgan Securities LLC, Chase Investment Services Corp., and WAMU Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
12/19/2023 - Present
LPL Financial LLC (REDLANDS CA)
CA
10/01/2012 - 01/03/2022
J.P. MORGAN SECURITIES LLC (RIVERSIDE CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ONTARIO CA)
CA
06/06/2005 - 05/02/2009
WAMU INVESTMENTS, INC. (ONTARIO CA)
BC
Issued 10/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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