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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Lynn York is a Registered Representative and Investment Adviser Representative with Integrated Wealth Concepts LLC, specializing in financial planning, pension consulting and selection of other advisors. Erica Lynn York has been in the securities industry since February 17, 2000. Prior to joining Integrated Wealth Concepts LLC, Erica Lynn York was affiliated with WELLS FARGO CLEARING SERVICES, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., AMERIPRISE FINANCIAL SERVICES, INC., WELLS FARGO ADVISORS, LLC, UBS FINANCIAL SERVICES INC., RBC DAIN RAUSCHER INC. and SUTRO & CO. INCORPORATED. Erica Lynn York is licensed in Arizona, California, Colorado, Idaho, Minnesota and South Dakota for securities and in California and Texas for investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/03/2023 - Present
Integrated Wealth Concepts LLC (FRESNO CA)
CA
11/21/2018 - 09/23/2019
WELLS FARGO CLEARING SERVICES, LLC (FRESNO CA)
CA
11/17/2017 - 11/12/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRESNO CA)
CA
04/09/2015 - 11/30/2017
AMERIPRISE FINANCIAL SERVICES, INC. (FRESNO CA)
CA
08/29/2014 - 02/23/2015
WELLS FARGO ADVISORS, LLC (FRESNO CA)
CA
11/07/2006 - 09/08/2014
UBS FINANCIAL SERVICES INC. (FRESNO CA)
CA
03/09/2002 - 10/17/2006
RBC DAIN RAUSCHER INC. (FRESNO CA)
CA
12/08/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
IA
Issued 06/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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