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Erica Lynn Thomas

State Street Global Advisors Funds Distributors, LLC

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About Erica Lynn Thomas

Erica Lynn Thomas is a financial professional with over 15 years of experience in the financial industry. Erica is currently registered with State Street Global Advisors Funds Distributors, LLC, a firm that focuses on providing investment products and services. Previously, Erica was registered with TRADEWEB L.L.C and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Erica has a broad range of experience in the financial industry. Erica is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Erica Thomas is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erica Thomas’s Registration & Firm History

NY

07/11/2024 - Present

State Street Global Advisors Funds Distributors, LLC (New York NY)

NY

04/13/2015 - 09/08/2021

TRADEWEB L.L.C (NEW YORK NY)

NY

04/19/2005 - 03/27/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/16/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2014

Series 3 - National Commodity Futures Examination

BC

Issued 06/10/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/12/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 04/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erica Lynn Thomas.
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