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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Lynn Khan has been in the financial services industry since July 2007. Erica is currently a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Erica holds a Series 6, 7, 63, and 65 licenses and has over 15 years of experience in financial services. Erica's specializations include Retirement Planning, Investments, Mutual Funds, Annuities, and Insurance. Erica is licensed in several states including Illinois, Texas, Florida, California, Hawaii, Oregon, New Jersey, New York, Indiana, North Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/04/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
11/18/2013 - 05/10/2021
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
10/01/2012 - 11/05/2013
J.P. MORGAN SECURITIES LLC (OAK PARK IL)
IL
07/19/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (OAK PARK IL)
IA
Issued 02/15/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2017
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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