Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Lizette Garcia is a registered representative with Charles Schwab & CO., Inc. Erica has been in the securities industry since 2024 and is licensed in all 50 states. She is also a registered investment advisor representative in California. Erica's professional experience includes roles at UBS Financial Services, Inc., Bank of America Merrill Lynch, and R.A Fischer Co. Erica holds Series 7TO, SIE and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
08/16/2024 - Present
Charles Schwab & CO., Inc. (Pasadena CA)
BOTH
Issued 06/21/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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