Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica Lihong Pu is a financial advisor with over 15 years of experience in the industry. Erica currently works with MML Investors Services, LLC, where she provides financial planning, pension consulting, and educational seminars to clients. Erica also has experience working with HSBC Securities (USA) Inc., MetLife Securities, and MassMutual Life Insurance Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
05/30/2024 - Present
MML Investors Services, LLC (San Gabriel CA)
CA
02/22/2024 - 04/17/2024
CETERA ADVISOR NETWORKS LLC (PASADENA CA)
CA
03/25/2017 - 03/06/2024
MML INVESTORS SERVICES, LLC (PASADENA CA)
CA
04/28/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (PASADENA CA)
CA
08/03/2009 - 04/15/2016
HSBC SECURITIES (USA) INC. (TEMPLE CITY CA)
CA
10/22/2008 - 07/10/2009
WORLD GROUP SECURITIES, INC. (WEST COVINA CA)
BOTH
Issued 05/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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