Invested Better
Unclaimed

Unclaimed

Unclaimed

Erica Leticia Lopez

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Erica? Claim Your Profile

About Erica Leticia Lopez

Erica Leticia Lopez is a registered representative with Fidelity Brokerage Services LLC. Erica has been in the securities industry for 6 years and is currently based in Durham, NC. Erica has passed the Series 7 and SIE exams.

Firm Information

Erica Lopez is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Erica Lopez’s Registration & Firm History

NC

12/19/2019 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

NM

08/15/2014 - 11/09/2016

FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)

Not sure if Erica Leticia Lopez is right for you?

Licenses & Designations

BC

Issued 11/09/2016

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 6 public disclosures for Erica Leticia Lopez. Review regulatory record here.
Not sure if Erica Leticia Lopez is right for you?