Unclaimed
Erica Leticia Lopez is a registered representative with Fidelity Brokerage Services LLC. Erica has been in the securities industry for 6 years and is currently based in Durham, NC. Erica has passed the Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/19/2019 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NM
08/15/2014 - 11/09/2016
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
BC
Issued 11/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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