Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erica? Claim Your ProfileErica L. Hopkins is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Erica has been in the financial industry since 2010. She has a Series 7, Series 63, and Series 65 license. Erica also has a Series 99TO and a SIE. Previously, Erica was employed with Morgan Stanley and SunTrust Investment Services, Inc. Erica is registered to provide investment advice in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia, Washington, and Wisconsin. Erica is an active member of the broker-dealer and investment advisor communities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/05/2019 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
08/18/2016 - 06/07/2019
MORGAN STANLEY (DALLAS TX)
GA
01/16/2013 - 08/16/2016
SUNTRUST INVESTMENT SERVICES, INC. (Atlanta GA)
GA
07/09/2010 - 02/06/2013
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
IA
Issued 04/15/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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