Unclaimed
Erica Hermans is a financial advisor with Vanguard Marketing Corp. Erica has been in the financial services industry for over 20 years, with experience in both individual and institutional investing. She has a strong background in the financial services industry, holding licenses to sell various types of financial products and securities. Erica has also successfully completed the General Securities Principal Examination (Series 24). Erica holds Series 7, 63, and 6 licenses in addition to her Series 24. Erica is licensed in Pennsylvania, and her branch office location is in Malvern, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/05/2004 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
07/16/2003 - 01/20/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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