Unclaimed
Erica Schlegel is a financial advisor with Vanguard Marketing Corp. Erica has been in the financial services industry since October 27, 2013. Erica is registered with FINRA and holds a Series 7, Series 24, and Series 63 license. Erica is registered with the states of Florida and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/28/2013 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 11/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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