Unclaimed
Erica Juana Karnell has been in the financial industry since December 30, 2001. Erica is currently registered with Empower Financial Services, Inc. and is licensed in Colorado and Kansas. Erica holds Series 6, 26, and 63 licenses as well as the SIE exam. Previously, Erica worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, TRANSAMERICA CAPITAL, INC., JACKSON NATIONAL LIFE DISTRIBUTORS LLC, and DAVIS DISTRIBUTORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/24/2018 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/13/2010 - 11/09/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
12/08/2008 - 06/03/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
TN
08/26/1999 - 09/14/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
AZ
11/10/1997 - 07/20/1999
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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