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Erica Hayley Gordon

SG Americas Securities, LLC

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About Erica Hayley Gordon

Erica Hayley Gordon is a registered representative with Sg Americas Securities, LLC. She has been in the industry since December 13, 2006. Erica has a Series 63, Series 7, Series 24, and Series 79TO license. She is registered in New York. Erica was previously employed at MIZUHO SECURITIES USA LLC, RABO SECURITIES USA, INC., MORGAN STANLEY & CO. LLC, NOMURA SECURITIES INTERNATIONAL, INC., and MORGAN STANLEY & CO. INCORPORATED.

Firm Information

Erica Gordon is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erica Gordon’s Registration & Firm History

NY

12/19/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

02/08/2017 - 01/10/2018

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

10/09/2015 - 02/08/2017

RABO SECURITIES USA, INC. (NEW YORK NY)

NY

01/27/2012 - 10/06/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

05/31/2011 - 01/25/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

12/05/2006 - 05/24/2011

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/22/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erica Hayley Gordon.
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